An assessor is trying to complete an operational assessment on a control for manual AP Invoice entry and is reviewing Prior Results.
Which statement is true about viewing Prior Results for this control?

• A.He or she will be able to review only results of prior operational assessments for this control.
• B.He or she will be able to review results of all prior operational assessments for all controls.
• C.He or she will be able to review results of all prior Audit tests and operational assessments for this control.
• D.He or she will be able to review results of all prior assessments of all types for all controls.
• E.He or she will be able to review results of all prior assessments of all types for this control.

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Your customer needs to conduct monthly Operational Effectiveness assessments for controls across two organizations (North America and EMEA). Your customer requires that assessment results for North America be accessible only to users in North America and likewise for EME A.
Additionally, the Chief Risk Officer reviews the assessment results by Business Process every week.
How should you design perspectives to achieve this?

• A.Use the Business Process hierarchy for security and the Region hierarchy for reporting of controls.
• B.Use the Region hierarchy initially, and later use both Region and Business Process hierarchies for security.
• C.Use the Region hierarchy for security and the Business Process hierarchy for reporting of controls.
• D.Use both Region and Business Process hierarchies solely for reporting purposes.

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Which three statements are true about the purpose of perspectives? (Choose three.)

• A.Perspectives can be used for categorizing Financial Reporting Compliance objects.
• B.Perspectives can be used to represent regional hierarchies.
• C.Perspectives are used to enable data security on Financial Reporting Compliance objects.
• D.Perspectives enable functional security in Financial Reporting Compliance.
• E.Perspectives can be used to define user privileges.

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You are designing data for data import. The customer decided that they want to secure controls based on their company organization.
Which three worksheets of the import template are required to accomplish this requirement? (Choose three.)

• A.Control Test Plans
• B.Perspective Items
• C.Controls
• D.Perspective-Control

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You are gathering requirements on how your client performs control assessments. Which three tasks should you complete to set up assessments in Financial Reporting Compliance? (Choose three.)

• A.Determine if control assessments are planned ahead of time or are run impromptu.
• B.Identify the type of assessments included in each assessment cycle.
• C.Determine the main objectives of deploying the control.
• D.Determine whether assessments templates, plans, and completed assessments need to go through a review and approve workflow.
• E.Understand the sample size for each audit test.

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