What type of evidence is an external audit report?

• A.Physical
• B.Confirmative
• C.Analytical
• D.Technical

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During an audit, the auditor employed data analytic technology to identify anomalies and unusual patterns in the decision-making processes of an AI system used by a financial institution to approve or reject loan applications. Which data analytic technology did the auditor use?

• A.Predictive analytics
• B.Text analytics
• C.Data mining
• D.Sentiment analysis

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A certification body is conducting surveillance audits for a company that manages multiple sites, including a temporary construction site with a limited duration. The audit team is considering whether the presence of this temporary site should influence the frequency of surveillance audits. Can this factor necessitate an adjustment in the audit schedule?

• A.Yes, because it represents a management system certification of limited duration
• B.No, temporary construction sites do not influence audit frequency
• C.Yes, but only if the construction site operates under different seasonal conditions

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What should an auditor do to evaluate the auditee's conformity to control A.9 Use of AI systems?

• A.Analyze contracts with partners, suppliers, and third parties to verify that responsibilities related to AI systems are stated
• B.Verify processes and objectives for the responsible use of AI systems, assess implementation mechanisms, and confirm compliance with intended use
• C.Review diagrams or records that show the data flow and history to validate traceability
• D.Interview the CEO regarding ethical decisions made in previous AI projects

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Question:
Which of the following is NOT a guide's responsibility?

• A.Establishing contacts and timing for interviews
• B.Witnessing the audit activities on behalf of the client
• C.Drafting and communicating the conclusions of the audit

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