An AI-driven recommendation system for online shopping has been accused of promoting products from certain vendors over others without clear reasoning. The company wants to address these concerns effectively. Which core element is most relevant to resolving this issue?

• A.Accountability
• B.Privacy and Security
• C.Fairness and Non-Discrimination
• D.Human-Centered Design

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Which control in Annex A of ISO 42001:2023 focuses on the need for stakeholder engagement in AI system development?

• A.Continuous Improvement
• B.Stakeholder Consultation
• C.Risk Assessment
• D.Data Management

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During the audit planning phase, what is the primary activity an auditor should focus on?

• A.Conducting interviews with staff
• B.Preparing checklists and audit plans
• C.Issuing corrective actions
• D.Reviewing the final report

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Scenario 1 (continued):
To ensure the integrity of the AI system, Future Horizon Academy has implemented measures to ensure that training data remain isolated from data that could lead to harmful or undesirable outcomes. The institution adds significant data elements as metadata, transforms the data into a format usable by the AI system, and uses data from one or more trusted sources.
Committed to standardization and continual improvement, Future Horizon Academy decided to implement an artificial intelligence management system (AIMS) based on ISO/IEC 42001 that would help the institution increase operational efficiency, resulting in improved processes.
After having the AIMS in place for a year, the institution decided to apply for a certification audit to get certified against ISO/IEC 42001. Prior to the certification audit, the institution conducted an internal audit and management review to ensure that the AIMS aligns with the institution's own requirements and that the system is being maintained effectively.
Question:
Prior to the certification audit, the institution conducted an internal audit and management review. Is this acceptable?

• A.No, only an internal audit should be conducted before the initial audit
• B.Yes, an internal audit and management review can be conducted before the certification audit
• C.No, the internal audit should be conducted after the certification audit to ensure any recommendations from the audit team are addressed
• D.No, internal audits are only required for recertification audits

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How are auditors expected to handle conflicts of interest during an audit?

• A.By disclosing any potential conflicts and avoiding auditing the affected area
• B.By excluding the affected area from the audit scope
• C.By assigning an external auditor to handle the conflict
• D.By ignoring conflicts to maintain impartiality

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