Which of the following descriptions of the internal control system are indicators that risks are managed effectively?
1) Existing controls promote compliance with applicable laws and regulations.
2) The control environment is designed to address all identified risks to the organization.
3) Key controls for significant risks to the organization remain consistent over time.
4) Monitoring systems are in place to alert management to unexpected events.

• A.1 and 4.
• B.2 and 4.
• C.2 and 3.
• D.1 and 3.

Comment: *

Name: *

Email: *

Verification: *

An internal auditor is evaluating an organization's business continuity management program According to the guidance on IT. which of the following tests would best demonstrate the ability to perform Key processes without significant problems?

• A.Tabletop or boardroom-style testing
• B.End-to-end testing
• C.IT systems and application walkthrough
• D.Desk check testing

Comment: *

Name: *

Email: *

Verification: *

Which of the following is the first step an internal audit activity should undertake when executing a data analytics process?

• A.Analyze possible and available sources of raw data
• B.Select data for cleaning and normalization procedures.
• C.Define the purpose and the anticipated value
• D.Conduct a risk assessment regarding the effectiveness of the data analytics process.

Comment: *

Name: *

Email: *

Verification: *

Which of the following bring-your-own-device (BYOD) practices is likely to increase the risk of infringement on local regulations such as copyright or privacy laws?

• A.Not installing anti-malware software
• B.Jailbreaking a locked smart device.
• C.Updating operating software in a haphazard manner
• D.Applying a weak password for access to a mobile device

Comment: *

Name: *

Email: *

Verification: *

An organization is experiencing a high turnover. Which of the following can human resources deploy to effectively detect the root cause of turnover?

• A.Require regular performance appraisals
• B.Encourage periodic rotation of employee duties.
• C.Perform exit interviews
• D.Ensure mandatory vacations

Comment: *

Name: *

Email: *

Verification: *